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Self-regulatory organizations
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771	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-01-24 10:05:23 Economy of the United States Investment Computer networking Consolidated Tape Association Direct Edge NYSE Arca NASDAQ National market system plan New York Stock Exchange Financial markets Self-regulatory organizations Financial economics
772	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2012-02-06 16:12:49 Investment Self-regulatory organizations Computer networking Consolidated Tape Association Direct Edge NYSE Arca NASDAQ National market system plan New York Stock Exchange Financial markets Financial economics Economy of the United States
773	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2013-10-24 10:37:42 Economy of the United States Investment Computer networking Consolidated Tape Association Direct Edge NYSE Arca NASDAQ National market system plan New York Stock Exchange Financial markets Self-regulatory organizations Financial economics
774	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2013-07-25 09:54:02 Economy of the United States Investment Computer networking Consolidated Tape Association Direct Edge NYSE Arca NASDAQ National market system plan New York Stock Exchange Financial markets Self-regulatory organizations Financial economics
775	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-05-05 14:54:58 Economy of the United States Investment Computer networking Consolidated Tape Association Direct Edge NYSE Arca NASDAQ National market system plan New York Stock Exchange Financial markets Self-regulatory organizations Financial economics
776	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2012-07-19 10:03:31 Investment Self-regulatory organizations Computer networking Consolidated Tape Association Direct Edge NYSE Arca National market system plan NASDAQ New York Stock Exchange Financial markets Financial economics Economy of the United States
777	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2012-10-15 15:07:25 Investment Self-regulatory organizations Computer networking Consolidated Tape Association Direct Edge NYSE Arca National market system plan NASDAQ New York Stock Exchange Financial markets Financial economics Economy of the United States
778	SUMMARY OF CTA/UTP GENERAL SESSION OF OCTOBER 22, 2014 Operating Committee Participants: Present: BATS Exchange, Inc., BATS-Y Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., ED Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-11-05 15:07:15 NASDAQ OMX Group Financial Industry Regulatory Authority National market system plan Chicago Stock Exchange Financial economics Self-regulatory organizations Financial markets Economy of the United States
779	PROGRESSIVE ASSET MANAGEMENT NOTICE OF PRIVACY POLICY AND FINRA PUBLIC DISCLOSURE STATEMENT Dear Valued Client: Progressive Asset Management considers the confidentiality of client information a top priority. At this tim Add to Reading List Source URL: www.progressiveassetmanagement.com Language: English - Date: 2013-08-28 14:26:09 Financial economics Financial Industry Regulatory Authority United States securities law Securities Investor Protection Corporation Internet privacy Privacy Business Investment Self-regulatory organizations Ethics
780	Agency and Mission Information Executive Summary 4 Vision, Mission, and Values Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 15:36:58 Financial regulation Self-regulatory organizations Investment Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Financial economics United States securities law Finance

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